By matm_admin
Historically, regulatory expectations for Compliance officers have focused on identifying and remediating siloed risks which together provide an executive view of conduct and culture. However, global expectations are shifting and a future where a predictive, integrated surveillance capability is supported by large datasets and scalable enterprise-wide solutions is emerging now. Complicate the picture with privacy
By matm_admin
The pace and depth of regulation is breaking the traditional model for compliance, but new digital tools are emerging to fill the void. The rule set is vast and a potentially relevant document is published every minute on one of thousands of URLs. In 2020 alone, JWG filtered through 700,000 alerts from more than 700
By matm_admin
RegCast 16: Staying in control of a digital age Nobody has been further out in front of the financial industry’s data needs than Francis Gross, who works at the ECB but agreed to speak to us in a personal capacity. We invited him to share his perspectives on the big measurement problems for regulators in
By matm_admin
RegCast 15: Implementing RegTech control solutions Faced with mounting fines, banks are digitizing their regulatory obligation management process. Horizon scanning has leapt to the fore as one of the core capabilities required to achieve the holy grail of ‘end to end’ solutions that prove to regulators that business is being done right. But getting many silos to map their
By matm_admin
Since the 2008 crisis, the markets have been asked to put everything on a venue, deliver vast quantities of transparency data, protect the customer and deliver growth. It has taken Europe over 15 years to build a mountain of rules that is millions of paragraphs high and stretches across the globe. Implemented in 2016-17,
By matm_admin
Central Bank Digital Currencies (CBDCs) are now under central bankers’ microscopes as they explore ways to improve digital commerce, reinforce systemic resilience and preserve the foundational role of fiat money in global finance. Emerging technology for digital identities, fraud detection and other elements of a robust payment solution can be a part of digital foundations
By matm_admin
Rachel Wolcott takes the chair to talk to Dawd Haque, Deutsche Bank, PJ Di Giammarino, JWG and Leo Labeis, Regnosys about the industry’s ground-breaking collaborative effort to get derivatives trade reporting right. The group explains how over a dozen sell and buy-side firms are rolling up their sleeves and working with their key suppliers to
By matm_admin
This episode Angus Moir, Bank of England joins us to share UK’s plans for Transforming data collection and to pick up with former UK regulator Gavin Stuart where we left off in RegCast 3. We focus on digital capabilities required for investment firms to share information with their regulators. In short, we move from ‘what’ regulators need to ‘how’