Regulators are busy engineering sell-side and buy-side rule changes which will change the markets, customer and risk management obligations starting this year.
JWG has analysed the global landscape and assembled 20+ all-stars at our *virtual* Trading Seminar to discuss our exclusive RegTech research on upcoming compliance challenges.
7 days left to get your Complimentary VIP Pass which gives you and your team 6 months on demand access – Register Now!
Hot Trading Radar topics:
Changes to market rules will drive new market behaviours, customer expectations and risk management obligations in 2024. Key topics for tomorrow’s radar today:
- New Market data & transparency rules: ESMA transparency manual, UK wholesale data FS22/1, Consolidated tape (CTP)
- Digital assets: HMT Future FS regulation of cryptoassets CP, FCA Asset management DP23/2, JWG global seascape analysis here
- Integrated risk surveillance: Market Watch 69, TR19/4 here, US WhatsApp fines, SVB regulatory fallout
Please see our agenda for exclusive JWG research on MiFID II Review, MAR, CTP, Market Data, ESG, MiCA, UK asset management DP 23/2, HMT Cryptoassets, Standards, Common Domain Model (CDM) deployment… and more!
22 March seminar speakers
Regulators: Stephen Hanks, Technical Specialist, Markets & Rhiannon Price, Wholesale Crypto Policy Manager, FCA
Associations: FIA, BVI, GDCA, IPUG, EFAMA
Firms: GAM Investments, Barclays, State Street, Former JP Morgan/ Wells Fargo, Securrency
Supply chain: Apiax, NICE Actimize, PWC, Shoosmiths, SIX, TradeHeader
Please see our speaker page for more detail.
Objective & target audience
Whether you’re an SMEs, executive decision-maker or regulator who wishes to stay on top of regulatory challenges you will gain strategic insight and take away practical recommendations for 2023.
Public sector: Prudential regulators, Conduct regulators, Government bodies, Policy units
Private sector: Financial institutions, Accademia, Trade bodies, Standards organisations.
Financial institution roles:
| Middle office: Compliance, legal, risk, market data, KYC, data |
| Technology: CTOs, heads of eCommerce, heads of IT, etc. |
| Regulatory SMEs: heads of regulatory change, regulatory reporting, regulatory policy owners, etc. |
| Executive decision-makers: CDOs, CIOs, CAOs, COOs, etc. |
Senior managers at financial institutions are eligible for complimentary passes for their team and colleagues.
Unlike other seminars, JWG will make all content and intelligence available on a fully interactive platform for 6 months, allowing the industry to reflect on the event well into 2023.
Registrants are eligible for CPD points through our accreditation partners, London Governance & Compliance Academy For more information, please contact admin@regrisksolutions.com.
About JWG
As an independent think-tank we have collaborated with hundreds of SMEs to help guide MiFID/MAR compliance since 2006 and are uniquely positioned to bring this trading seminar to life. We look forward to seeing you soon!
