At TSS 27 financial institutions agreed that there was an opportunity to scale trade surveillance controls by creating new ‘Digital Surveillance Rules’ (DSR). This meeting is to discuss the use cases, outcomes and key success factors to build on existing surveillance guidance to conduct a CDM-based PoC.
Research has shown that standardized business events and data dictionaries can streamline the process for spotting suspicious trading activity across markets and communications channels. JWG’s
Looking at the latest fines reported by Thomson Reuters here we had better keep keep the momentum going in 2025!
Agenda:
- Asset class and use case review
- Outcomes and success factors
- Stakeholder update: FCA and FIA
- Next steps
- AOB
