The UK has taken a leading role in pushing for senior management accountability with a focus on SM&CR, Conduct and Culture. EU (MIC, SEAR) and APAC regulators (BEAR/FAR, IAC) have followed suit to varying degrees.
In an increasingly digital sector with divergent rule sets, the ability to manage the compliance deltas is fast becoming a critical differentiator for senior management seeking to work across borders.
Come join your colleagues to discuss JWG’s analysis of the gaps and overlaps across accountability rules and how senior managers can spot the pitfalls and put in place controls to steer around them.
Agenda:
- Recap of JWG’s international accountability research findings
- Discuss draft global accountability control framework
- Prioritise top gaps and identify potential controls
- Recommend path forwards