- Round the table:
- Firms: Aviva, BAML, Barclays, Blackrock, BNP, Commerzbank, CS, ED&F Man, Fidelity, GAM, Janus Henderson, Jefferies, Macquarie, Morgan Stanley, RBC, Santander, Scotia Bank, Soc Gen, State Street, TD and UBS
- Vendors: Altergaia, Digital Reasoning, NICE Actimize, pTools, Relativity Trace
- 30+ people will:
- Discuss the results of JWG’s Surveillance Capability model research findings
- Discuss the group’s view of barriers to integrated surveillance
- Define next steps
Agenda:
Agenda:
- 16:00 Introductions
- 16:10 Recap of key operating model gaps from FCA TR19/4 & recent fines
- 16:30 JWG Surveillance Capability model survey results
- 16:45 Discussion of surveillance barriers
- 17:05 Bank success stories in overcoming barriers
- 17:20 Next steps
- 17:30 End
