- Round the table:
- Firms: Barclays, BlackRock, BMO, BNP, Commerzbank, Credit Suisse, ED&F Man, GAM, Janus Henderson, Jeffries, JP Morgan, Macquarie, Man, Nomura, RBC, Santander, Scotia, Soc Gen, TD, UBS, Wells Fargo
- Vendors: Altergaia, Digital Reasoning, Grant Thornton, Lysis, NICE Actimize, pTools, Relativity Trace
- Regulators: FCA
- 30+ people will:
- Review recent conclusions from FCA review and Global AML TechSprint
- Discuss operating model challenges
- Determine priorities and appetite for collaborative action
- Define next steps
In advance, please refresh your memory on TR19/4 free adult movies
Agenda:
Agenda:
- 16:00 Introductions
- 16:10 Key trade surveillance-related findings of FCA TR19/4 & Global AML TechSprint
- 16:30 Transaction monitoring and trade surveillance / eComms + Voice systems linkages
- 16:50 Potential RegTech solution areas
- 17:05 Potential focus areas and industry collaboration
- 17:20 Next steps
- 17:30 End
