- Round the table:
- Firms: Barclays, BNP, BlackRock, Citi, Credit Suisse, EDF Man, ING, GAM, Santander, Westpac
- Vendors: Altergiaia, pTools
- Regulators: FCA
- Independents: Stephan Niermann, Samantha Sheen
- 15+ people will dive into AMLD V RegTech use cases:
- Review FCA TechSprint outcomes for UBO
- Understand potential vehicles for leveraging Citadel’s solution
- Identify potential participants
- Agree plans for CMS and RegTech Council on 17 October
Agenda:
Agenda:
- 16:00 Introductions
- 16:10 FCA TechSprint recap, Pavle Avramovic, FCA
- 16:20 UBO solution overview & Q&A, Karan Jain, WestPac
- 16:40 RegTech Council overview, Paul North, RegTech Council
- 16:45 Proposed approach to an AMLDV-compliant UBO solution
- 17:20 Commitments required and next steps
- 17:30 End
